Securities Exchange Commission (SEC)

The Securities and Exchange Commission (“SEC”) recently announced a $388,000 settlement with the founder of EtherDelta, a digital “token” trading platform, for operating an unregistered cryptocurrency exchange. This is the first enforcement action of its...

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The SEC and Voya Financial Services recently reached a $1 million settlement, stemming from a 2016 security incident in which individuals impersonating Voya’s independent contractors were able to gain access to the PII (including full...

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